He additionally reviewed public company disclosure filings, and assisted in taking testimony from a defendant in an investigation of unregistered securities offerings. Mr. Friend completed his undergraduate work on the University of Central Florida, the place he majored in legal studies. Mr. Friend has earned CALI High Grade Awards in Securities Regulation, Corporate Finance, Antitrust Law, Civil Pre-Trial Practice, and Federal Jurisdiction. At Global Signal he had primary accountability for the corporate’s 1933 Act and 1934 Act compliance, as well as its M&A function and oversight of Internal Audit, and also general corporate matters and operations.
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